Paul Nelson is a retired Middle School Music teacher. He grew up in the woods of Pennsylvania but now lives with his son, Michael, in Buffalo, New York. Michael is autistic and non-verbal. He inspires many of the characters for Paul's books. As a team, Paul and Michael have written eleven books to entertain and enlighten others about autism. They believe that fiction, rather than "preaching," is a great way to open eyes and minds.

A practical guide to, and an analysis and critique of, the regulation of capital markets.

Part I. Evolution of Capital Markets Regulation, FSA and the European Single Market: 1. Introduction; 2. FSMA and the single market; Part II. Licensing and Rule Application: 3. Licensing; 4. The application of FSA MiFID Rules; Part III. The Firm's Infrastructure: 5. Systems and controls; 6. Conflicts of interest; 7. Client property; Part IV. Conduct of Business: 8. Client classification and client documentation; 9. Principles of conduct; 10. Marketing investments; 11. Advising clients; 12. Improper behaviour in dealing and executing orders; 13. Dealing and executing orders; 14. Exchanges and MTFs; Part V. Application of MiFID to Particular Businesses: 15. Corporate finance; 16. Broker-dealers; 17. Asset managers; 18. Trustees; 19. Retail intermediaries.